Locker Financial Services, LLC (LFS) is an SEC registered investment advisory firm located in Verona, NJ and Framingham, MA. LFS and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which LFS maintains clients. LFS may only transact business in those states in which it is registered, or where it qualifies for an exemption or exclusion from registration requirements. LFS’s website is limited to the dissemination of general information pertaining to its investment advisory and financial planning services. Accordingly, the publication of LFS’ website on the Internet should not be construed by any consumer and/or prospective client as solicitation to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by LFS with a prospective client shall be conducted by a LFS representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of LFS, please contact the SEC or the state securities regulators for those states in which LFS maintains a notice filing. A copy of LFS’ current written disclosure statement (Form ADV Part 2) discussing LFS’ business operations, services, and fees is available from LFS upon written request.
